Bnp Paribas New York Department Of Financial Services

The Security Of Investment In China Financial And Cultural ...
The Security of Investment in China Financial and Cultural Influences By Aubrey Scarborough Leisure and Cultural Services Department of the Hong Kong government and the BNP Paribas IT department in New York City, ... Read Content

UNITED STATES OF AMERICA BEFORE THE BOARD OF GOVERNORS OF THE ...
BNP PARIBAS USA, INC. New York, New York and BNP PARIBAS SECURITIES CORP. New York, complex financial organization that consists of a number of separate business lines and legal the Board of Governors and the New York State Department of Financial Services ... View This Document

First Supplement Dated 10 July 2014 To The Euro ... - BNP Paribas
6 a new department called Group Financial Security US, part of the Group Compliance function, will be headquartered in New York and will ensure that BNP Paribas complies ... Get Content Here

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT ...
BNP PARIBAS GROUP; BNP PARIBAS NORTH AMERICA, INC.; BNP PARIBAS New York State Department of Financial Services, United Kingdom Financial Conduct Authority, and the Swiss Financial Market Supervisory Authority. ... Document Viewer

OFFERINGS - New York State Department Of State
Commissum Financial Services Fund, L.P. 1776 Peachtree St 27th Fl., New York, NY 10017 State or country in which incorporated — Delaware Endeavor Acquisition Corp Bear, Stearns & Co. Inc.; (2) Banc of America Securities LLC; (3) BNP Paribas Securities Corp.; (4) Jefferies ... Fetch Doc

BNP Paribas Survey - APAC Investors Prioritising Improved ...
Institutional Investors Prioritising Improved Approach to Risk This is according to a survey by BNP Paribas Securities Services of New York 10019 (which is duly authorized and licensed by the State of New York Department of Financial Services) or if a ... Doc Viewer

BNP PARIBAS SECURITIES SERVICES SOCIEDAD FIDUCIARIA S.A.
The services described in this document, if offered in the U.S., are offered through BNP Paribas, New York Branch (which is duly authorized and licensed by the State of New York Department of Financial Services); if a securities product, ... Fetch Here

DTC Participant Report (Alphabetical Sort) Month Ending - May ...
DTC Participant Report (Alphabetical Sort) Month Ending - May 31, 2017 BNP PARIBAS NEW YORK BRANCH/BNP PARIBAS PROPRIETARY ASSETS 8462: INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC/ SECURITIES LENDING 7583: ... Fetch This Document

2016 - BNP Paribas Investment Partners
Within International Financial Services, BNP Paribas Investment Partners is the NEW YORK BNP Paribas Investment Partners 14, rue Bergère Paris 75009 Operations Department. This has proven to be a very ... Get Doc

2014 Bank Corporation Tax Allocation Percentage Report
The new york city department of finance page: 1 2014 bnp paribas cc inc 100.00 bos usa inc checkspring financial services inc 100.00 china construction bank ... Read Here

ENFORCEMENT INFORMATION FOR June 30, 2014 Governing The ...
BNP Paribas SA Settles Potential Civil Liability for Apparent Violations of Multiple Department of Justice, the New York County District Attorney’s Office, the Federal Reserve Board of Governors, and the Department of Financial Services of the State of New York. ... View Full Source

2013 REGISTRATION DOCUMENT FILED WITH ... - Banque BNP Paribas
SECOND UPDATE TO THE 2013 REGISTRATION DOCUMENT FILED WITH THE AMF (FED), the New York State Department of Financial Services perimeter concerned will clear US dollars through a third party bank instead of clearing through BNP Paribas New York and all necessary measures are being taken ... Retrieve Here

Regions Financial Corporation - Wikipedia
Regions Financial Corporation is a bank and financial services company headquartered in the Regions Center in Birmingham, the company announced that it will list its common stock on the New York Stock Exchange. FirstBank Financial Services of McDonough, ... Read Article

BNP Paribas And The Exercise Of Its Corporate Social ...
Of its Corporate Social Responsibility Corporate Social Responsibility Department London, New York, * BNP Paribas decided to retain 75% of its 2011 net income in the company to shore up its shareholders' ... Return Doc

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ...
UNITED STATES DISTRICT COURT . SOUTHERN DISTRICT OF NEW YORK . No. Defendant BNP Paribas Securities Corp. ("BNPP") is a New York-based financial services company with its principal place of business at 787 Seventh Avenue, New York, ... Retrieve Here

Exclusive: BNP Paribas Hires Ex-U.S.Treasury Official For ...
People familiar with the matter said, part of the French bank's effort to build up its compliance department after its record settlement over sanctions violations, BNP Paribas has hired a former top official at the U.S. Treasury Department's sanctions office. One of the people said ... View Video

BNP Paribas Arbitrage Issuance B.V. BNP Paribas BNP Paribas ...
Governors of the U.S. Federal Reserve System (FED), the New York State Department of Financial Services (DFS), and the US Department of the Treasury’s Office of Foreign Assets controlled via the branch in New York. As a result of BNP Paribas’ internal review, ... Doc Viewer

DEPARTMENT OF THE TREASURY
("OFAC") and BNP Paribas SA ("BNPP"). I. PARTIES 1. activity away from BNPP's New York branch ("BNPP New York") recipients to Sudan and directl y or indirectly exported financial services from the United States to Sudan. 10. ... Read Content

Standard Chartered - Wikipedia
On 6 August 2012, the New York Department of Financial Services On 6 August 2014 Lawsky was reported to be preparing a new action against Standard Chartered over computer system breakdowns and was "discussing a potential settlement". ... Read Article

French Bank Faces Fines Of 10 Billion Dollars - YouTube
French bank BNP Paribas is facing a record fine of 10 billion dollars. A Swiss division of the French bank has been found to have made transactions in dollars with countries facing US embargo, namely Iran, Cuba and Sudan. The Department of Financial Services of the State of New York ... View Video

BNP PARIBAS PRIME BROKERAGE INC. - Global Prime Services
Multiple professional licenses as a leader in the financial services industry and is Officer in New York, Mr. Notté was BNP Paribas’ CIB / IP Chief Risk Officer in joined Paribas’ International Department in 1980 where he assumed a senior ... View Doc

Offered in the U.S., are offered through BNP Paribas, New York Branch, 10019 (which is duly authorized and licensed by the State of New York Department of Financial Services) or if a securities product, through BNP Paribas Securities Corp. or BNP Paribas Prime Broker, Inc., ... Read Full Source